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Commencing an action in the Federal Court of Australia
A Procedural Guide for Litigants
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This guide contains basic information on how to commence an application in the Federal Court of Australia.

Preparing and conducting litigation is difficult. If you are unsuccessful, the normal rule is that you will be ordered to pay the other party's legal costs. It is therefore strongly recommended that you obtain legal advice or assistance.

You can get contact details of organisations which may be able to provide free or low-cost legal advice or assistance from the Registry or the Court's website.

Court staff cannot give you legal advice.

When can you apply to the Federal Court?

You can apply to the Federal Court if it has jurisdiction to hear your case.

The Court has jurisdiction in relation to almost all civil (that is, non-criminal) matters arising under Australian federal law. The Court is able to hear cases in relation to human rights, bankruptcy, native title, workplace relations, trade practices, intellectual property and consumer protection.

It also has the power to review some Federal Government decisions in areas such as social security, immigration and taxation.

The Federal Magistrates Court may also have jurisdiction to hear your case and the fees in that Court are considerably lower than those in the Federal Court. You can find out more information about the Federal Magistrates Court by:

•  telephoning them on 1300 367 110;

•  emailing them at customer.service@fms.gov.au ; or

•  visiting www.fmc.gov.au

Where can I get information about Court procedures?

The Federal Court Rules 2011 set out the procedures that need to be followed in the Court. They also direct you to the appropriate forms to be used when preparing documents for use in the Court. The Rules are divided into chapters and the forms can be found on the Court’s website.

A copy of the Rules can be inspected without charge:

•  at your nearest Federal Court District Registry;

•  at some public libraries;

•  online at ComLaw.

Where do I start?

To commence a case you need to prepare an application. The rules relating to the form and content of the application can be found in Division 8.1 of the Rules.

Most applications are commenced using Form 15. You can get a copy of Form 15 from the Registry or download a copy from the Court's website. If you are not sure which form to use, you should contact the Registry.

You can complete forms by:

•  filling in the blank spaces in handwriting

•  retyping the form to include your details; or

•  downloading a copy from the Court's website and typing in your details.

If you are commencing the application you will be called the applicant. The other party is called the respondent. There can be more than one respondent.

If the applicant is a corporation it must be represented by a lawyer unless the Court gives you leave (permission) to represent the corporation.

What other documents do I need?

You will need to prepare documents that support your claim for the Court. This can be done by making an affidavit using Form 59 or by preparing a statement of claim using Form 17. You can get a copy of these forms from the Registry or download copies from the Court's website.

The supporting documents must describe the nature of your claim and the facts upon which it is based.

If a genuine steps statement is required by section 6 of the Civil Dispute Resolutions Act 2011, a Form 16 must be filed with the originating application.  This document must specify the steps taken to try to resolve the issues in dispute.  If no steps have been taken, it must specify why.

How do I get my documents to the Court?

After preparing your documents you need to deliver the originals and a copy of each document for each other party to the Court. You can do this by bringing the documents to the Registry, or by posting or faxing them, or by sending them by the internet. This is called filing. More information about filing is available from the Registry and the Court's website.

Registry staff will check that the documents are in the correct form and that you have referred to the legislation under which you are commencing your application. They will also ask you to pay the filing fee (see below). If the documents are in the correct form, Registry staff will stamp the original and the copies of each document.

What are the fees?

Certain steps in your case, such as filing the application, require a fee to be paid. A list of fees is available from the Registry and the Court's website.

Fees can be paid by cash, cheque, credit card or EFTPOS.

As your case progresses, the Federal Court of Australia Regulations 2004 require other fees to be paid. When all of the evidence and pleadings have been filed and served and the parties are ready for a hearing, a Judge may direct that the case be given a hearing date. At this point you will need to pay a setting down fee which includes the first day hearing fee. A hearing fee is then payable for each day or part day after the first day.

If you cannot afford this fee you may be able to ask the Court to reduce it*. You can get a form to ask the Court to reduce payment and information about the circumstances where a reduction can be given on the Exemption and reduction of fees pages or from the Registry

* Note: Up to October 2010, the Court could waive Court fees in some circumstances. Changes to the Federal Court of Australia Regulations 2004 introduced on 1 November 2010 means the Court can no longer waive fees; the Court can however, reduce the payment of Court fees if it will result in financial hardship.

You may also be ordered to provide security for costs before the case is heard. This arises if the Court is satisfied that you may not be able to pay the other party's costs if you lose the case. The Court may order that you deposit funds with the Court or provide security such as a bank guarantee. You cannot get an exemption in relation to security for costs.

How do I get my documents to the other party?

Once the documents have been filed the copies will be returned to you. You must then serve a copy of the documents on each respondent by:

•  personally delivering the documents to the person; or

•  arranging for someone else to personally deliver the documents to the person.

This is called personal service. Personal service is necessary as you may need to prove to the Court that the respondent received the documents.

You must do this at least 5 days before the date of the directions hearing.

Sending documents in the mail is not personal service.

When do I have to come to Court?

Registry staff will write on the application form the time date and place when the parties need to come to the Court for a directions hearing. This is the date on which the application will first be considered by the Court.

On that day you should check the Court list for the room number and go to that room at the specified time. The Court list is published in the daily newspaper on the date of the hearing. It is also available on the Court's website.

When you hear your case called you should walk to the large table at the front of the courtroom and tell the Judge or Registrar your name. You should stand up when you are speaking to the Judge or Registrar. You should also stand up when the Judge or Registrar is speaking to you.

The Judge or Registrar will usually ask you about the type of claim you are making and after discussion with both parties, will set a timetable for the preparation and filing of evidence and pleadings. The Judge or Registrar will also set a date for the next directions hearing. You may wish to contact the other party or their solicitor to discuss a timetable prior to the directions hearing date.

A list of some of the directions that a Judge may make can be found in Rule 5.04.

What documents will be served on me by the respondent?

The Rules require the respondent to file certain documents and you will be served with a copy of these documents at your address for service. These will include:

•  a Notice of Address for Service (see Part 11).

•  a Defence which sets out the facts that support the respondent's view of the situation (see Part 16);

•  A Respondent’s genuine steps statement indicating whether the Respondent agrees with the Applicant’s genuine steps statement (this is only required if you have filed and serve a genuine steps statement.

The respondent may also serve a Cross-Claim which is a claim by the respondent against you.

What if I need the Court to make an order other than at a directions hearing?

As far as possible you should ask the Court to make any orders that you need at a directions hearing. This will save you time and money.

If you want to request that the Court make an order other than at a directions hearing you will need to file and serve an interlocutory application using Form 35. You can get a copy of Form 35 from the Registry or download a copy from the Court's website. You will also need to make an affidavit using Form 59. These documents need to be filed and served on the respondent at least 3 days prior to the date set for the hearing of your motion.

Filing and hearing fees apply.

Is mediation available?

A Judge may order that the people involved in the case meet in a mediation. Usually, but not always, everyone agrees to this. Any party can also ask the Judge to refer the case to a mediation. It is a good idea to discuss this with the other parties first.

A mediation is usually conducted by a Registrar of the Court and will involve all parties meeting in a conference room to discuss ways of settling the case. Mediation can result in a speedy resolution of a dispute at minimum cost to the parties.

Further information about mediation is available from the Registry or the Court's website.

Are interpreters available?

If you need an interpreter to communicate with Registry staff you can call 131 450 (the Translating & Interpreting Service) and speak to an interpreter. Ask them to set up a three-way conversation between you, an interpreter and your nearest Federal Court of Australia District Registry [in Western Australia, you may contact the Registry staff who will arrange a telephone interpreter for you].

If you need an interpreter to understand what is being said at a court hearing, you will need to arrange for any interpreter that you or your witnesses may require. If you can not afford to pay for an interpreter the Court may arrange one for you. If you want the Court to arrange an interpreter you must contact the Registry at least one week before the hearing date. If you do not contact the Registry then they may not be able to get an interpreter and the hearing will be delayed.

It is your responsibility to arrange and pay for the cost of a translator to translate documents sent to you by the Court or the respondent.

Updated August 2011

 

 


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Updated October 13, 2011